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SOX Certifications

Sarbanes-Oxley Section 302/906 certifications extracted from SEC EDGAR filings. Each 10-K and 10-Q filing requires CEO and CFO to certify financial statements. Database contains 718 SOX certifications from 10 certifiers across 2 entities. Currently showing 76 matching current filters.

Filters

About SOX Certifications

Section 302: CEO/CFO must certify that quarterly/annual reports contain no material misstatements and fairly present the financial condition of the company.

Section 906: Criminal certification that the report complies with SEC requirements and fairly presents the company's financial condition. False certification carries penalties up to $5M fine and 20 years imprisonment.

Showing 76 of 718 certifications Data as of 1/7/2026
DateTickerCIKCertifierTypeSectionExhibit
Q3 2008 Aug 19, 2008DAVN0001059577Jan Wallace10-Q302
Q3 2008 Aug 19, 2008DAVN0001059577Munjit Johal10-Q302
Q3 2008 Aug 19, 2008DAVN0001059577Jan Wallace10-Q906
Q3 2008 Aug 19, 2008DAVN0001059577Munjit Johal10-Q906
Q2 2008 May 20, 2008DAVN0001059577Jan Wallace10QSB302
Q2 2008 May 20, 2008DAVN0001059577Munjit Johal10QSB302
Q2 2008 May 20, 2008DAVN0001059577Unknown10QSB906
Q2 2008 May 20, 2008DAVN0001059577Unknown10QSB906
Q2 2008 May 16, 2008DAVN0001059577Jan Wallace10KSB302
Q2 2008 May 16, 2008DAVN0001059577Unknown10KSB906
Q2 2008 May 16, 2008DAVN0001059577Munjit Johal10KSB302
Q2 2008 May 16, 2008DAVN0001059577Unknown10KSB906
Q4 2007 Nov 19, 2007DAVN0001059577Jan Wallace10QSB302
Q4 2007 Nov 19, 2007DAVN0001059577Munjit Johal10QSB302
Q4 2007 Nov 19, 2007DAVN0001059577Unknown10QSB906
Q3 2007 Aug 20, 2007DAVN0001059577Jan Wallace10QSB302
Q3 2007 Aug 20, 2007DAVN0001059577Munjit Johal10QSB302
Q3 2007 Aug 20, 2007DAVN0001059577Unknown10QSB906
Q2 2007 May 21, 2007DAVN0001059577Joseph Spellman10QSB302
Q2 2007 May 21, 2007DAVN0001059577Munjit Johal10QSB302
Q2 2007 May 21, 2007DAVN0001059577Unknown10QSB906
Q2 2007 Apr 17, 2007DAVN0001059577Joseph Spellman10KSB302
Q2 2007 Apr 17, 2007DAVN0001059577Unknown10KSB302
Q2 2007 Apr 17, 2007DAVN0001059577Unknown10KSB906
Q4 2006 Nov 21, 2006DAVN0001059577Joseph Spellman10QSB302
Q4 2006 Nov 21, 2006DAVN0001059577Joshua LeVine10QSB302
Q4 2006 Nov 21, 2006DAVN0001059577Unknown10QSB906
Q3 2006 Aug 15, 2006DAVN0001059577Joseph Spellman10-Q/A302
Q3 2006 Aug 15, 2006DAVN0001059577Theodore Lanes10-Q/A302
Q3 2006 Aug 15, 2006DAVN0001059577Unknown10-Q/A906
Q3 2006 Aug 9, 2006DAVN0001059577Joseph Spellman10QSB302
Q3 2006 Aug 9, 2006DAVN0001059577Theodore Lanes10QSB302
Q3 2006 Aug 9, 2006DAVN0001059577Unknown10QSB906
Q2 2006 May 22, 2006DAVN0001059577Joseph Spellman10QSB302
Q2 2006 May 22, 2006DAVN0001059577Josh LeVine10QSB302
Q2 2006 May 22, 2006DAVN0001059577Unknown10QSB906
Q2 2006 Apr 17, 2006DAVN0001059577Joseph Spellman10KSB302
Q2 2006 Apr 17, 2006DAVN0001059577Margaret Robley10KSB302
Q2 2006 Apr 17, 2006DAVN0001059577Unknown10KSB906
Q1 2006 Mar 6, 2006DAVN0001059577Joseph Spellman10KSB/A302
Q1 2006 Mar 6, 2006DAVN0001059577Margaret Robley10KSB/A302
Q1 2006 Mar 6, 2006DAVN0001059577Unknown10KSB/A906
Q1 2006 Mar 6, 2006DAVN0001059577Joseph Spellman10QSB/A302
Q1 2006 Mar 6, 2006DAVN0001059577Margaret Robley10QSB/A302
Q1 2006 Mar 6, 2006DAVN0001059577Unknown10QSB/A906
Q1 2006 Mar 6, 2006DAVN0001059577Joseph Spellman10QSB/A302
Q1 2006 Mar 6, 2006DAVN0001059577Margaret Robley10QSB/A302
Q1 2006 Mar 6, 2006DAVN0001059577Unknown10QSB/A906
Q4 2005 Nov 21, 2005DAVN0001059577Joseph Spellman10QSB302
Q4 2005 Nov 21, 2005DAVN0001059577Margaret Robley10QSB302
Q4 2005 Nov 21, 2005DAVN0001059577Unknown10QSB906
Q3 2005 Aug 22, 2005DAVN0001059577Parrish Medley10QSB302
Q3 2005 Aug 22, 2005DAVN0001059577Margaret Robley10QSB302
Q3 2005 Aug 22, 2005DAVN0001059577Unknown10QSB906
Q2 2005 May 23, 2005DAVN0001059577Parrish Medley10QSB302
Q2 2005 May 23, 2005DAVN0001059577Margaret Robley10QSB302
Q2 2005 May 23, 2005DAVN0001059577Unknown10QSB906
Q2 2005 Apr 18, 2005DAVN0001059577Parrish Medley10KSB302
Q2 2005 Apr 18, 2005DAVN0001059577Margaret Robley10KSB302
Q2 2005 Apr 18, 2005DAVN0001059577Unknown10KSB906
Q4 2004 Nov 22, 2004DAVN0001059577Parrish Medley10QSB302
Q4 2004 Nov 22, 2004DAVN0001059577Margaret Robley10QSB302
Q4 2004 Nov 22, 2004DAVN0001059577Parrish Medley10QSB906
Q3 2004 Aug 23, 2004DAVN0001059577Parrish Medley10QSB302
Q3 2004 Aug 23, 2004DAVN0001059577Margaret Robley10QSB302
Q3 2004 Aug 23, 2004DAVN0001059577Parrish Medley10QSB906
Q2 2004 May 28, 2004DAVN0001059577Jan Wallace10QSB302
Q2 2004 May 28, 2004DAVN0001059577Unknown10QSB906
Q2 2004 Apr 13, 2004DAVN0001059577Jan Wallace10KSB302
Q2 2004 Apr 13, 2004DAVN0001059577Grace Sim10KSB302
Q2 2004 Apr 13, 2004DAVN0001059577Jan Wallace10KSB906
Q2 2004 Apr 13, 2004DAVN0001059577Grace Sim10KSB906
Q4 2003 Nov 13, 2003DAVN0001059577Jan Wallace10QSB302
Q4 2003 Nov 13, 2003DAVN0001059577Unknown10QSB906
Q3 2003 Aug 13, 2003DAVN0001059577Jan Wallace10QSB302
Q3 2003 Aug 13, 2003DAVN0001059577Unknown10QSB906

Certifications by Person

Entity Name History

Each CIK may have multiple entity names over time

CIK0000013156
BOOK CORP OF AMERICA 2000-05-18 - 2002-04-12
SECURED DIVERSIFIED INVESTMENT LTD 2002-09-24 - 2004-02-12
SECURED DIVERSIFIED INVESTMENT LTD 2005-08-15 - 2006-04-03
Galaxy Gaming, Inc. 2009-08-24 - 2009-09-03
CIK0000878146
DYNAMIC ASSOCIATES INC 1996-05-30 - 2000-07-11
LEGAL ACCESS TECHNOLOGIES INC 2001-06-28 - 2001-07-05
CIK0001059577
MW MEDICAL INC 1998-07-13 - 2004-04-12
DAVI SKIN, INC. 2004-07-20 - 2004-08-17
SMITH ELLIOT J 2007-05-02 - 2010-04-05
CIK0001103993
LAS VEGAS GAMING INC 2000-04-17 - 2001-02-14
FROCKT RICHARD 2001-02-14 - 2005-02-22
MCMONIGLE ROBERT M 2007-01-22 - 2007-09-13
INTERNATIONAL GAME TECHNOLOGY 2008-11-03 - 2008-11-03
CIK0001144030
LEGAL ACCESS TECHNOLOGIES INC 2001-06-28 - 2004-07-22
LAS VEGAS GAMING INC 2005-10-13 - present
CIK0001487659
Southern Products, Inc. - 2010-04-22
Co-Signer, Inc. 2013-08-15 - 2014-08-06
Cross Click Media Inc. 2014-08-06 - 2014-10-20
CIK0001507718
NORTHWEST RESOURCES, INC. - 2011-01-19
Cubed, Inc. 2014-03-24 - 2014-07-03
CIK0001543098
FIRST INDEPENDENCE CORP. - 2012-05-09
CODESMART HOLDINGS, INC. 2013-06-06 - 2013-06-17
ASHER ENTERPRISES INC 2014-04-24 - 2014-04-30
Iliad Research & Trading, L.P. 2014-07-16 - present
CIK0001561622
AVIANA, CORP. - 2012-12-19
Staffing Group, Ltd. 2013-12-31 - 2015-09-04
Iroquois Capital Management, LLC 2015-09-04 - 2015-11-30
Labor Smart, Inc. 2015-11-30 - 2016-01-12
VIRTU AMERICAS LLC 2018-02-12 - 2018-03-26
Shapiro Nelson 2018-03-26 - present